Date authorised
1 April 2013
Companies House
OC306266
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6th Floor
    Belgrave House
    76 Buckingham Palace Road
    London
    SW1W 9TQ
    UNITED KINGDOM
    Phone
    +4402073345300
  • Complaints Contact

    6th Floor
    Belgrave House
    76 Buckingham Palace Road
    London
    SW1W 9TQ
    UNITED KINGDOM
    Phone
    +4402073345300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jeremy Edward Greenhalgh

    IRN JEG01041

    • CF30 Customer (1 Nov 2007 to 14 Dec 2012)
    • CF27 Investment Management (29 Mar 2004 to 31 Oct 2007)
    • CF4 Partner (29 Mar 2004 to 14 Dec 2012)
  • Leif Lindback

    IRN LXL01146

    • CF30 Customer (3 Jul 2013 to 15 Nov 2015)
    • CF4 Partner (3 Jul 2013 to 15 Nov 2015)
  • Lionel Lucien Marie Giacomotto

    IRN LXG01047

    • [FCA CF] Manager of certification employee (since 31 Mar 2021)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF3 Chief Executive (22 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (29 Mar 2004 to 31 Oct 2007)
    • CF4 Partner (29 Mar 2004 to 8 Dec 2019)
  • Lynsey Clare Register

    IRN LCR01028

    • CF30 Customer (22 Apr 2014 to 27 Jul 2017)
    • CF4 Partner (22 Apr 2014 to 27 Jul 2017)
  • Malcolm Ian Offord

    IRN MIO01002

    • CF30 Customer (1 Nov 2007 to 1 Aug 2017)
    • CF4 Partner (29 Mar 2004 to 1 Aug 2017)
    • CF27 Investment Management (29 Mar 2004 to 31 Oct 2007)
  • Mark Ian Tentori

    IRN MIT01022

    • CF30 Customer (16 Jun 2016 to 8 Dec 2019)
    • CF4 Partner (16 Jun 2016 to 9 Dec 2019)
  • Martino Gobbi

    IRN MXG01744

    • CF4 Partner (12 Apr 2016 to 9 Dec 2019)
    • CF30 Customer (12 Apr 2016 to 8 Dec 2019)
  • Mathieu Dominique Marc Frison

    IRN MDF01096

    • [FCA CF] Client dealing (since 1 Jan 2024)
    • CF4 Partner (29 Mar 2018 to 9 Dec 2019)
    • CF30 Customer (29 Mar 2018 to 8 Dec 2019)
  • Max Steinebach

    IRN MXS04673

    • CF30 Customer (25 Apr 2017 to 12 Apr 2019)
    • CF4 Partner (25 Apr 2017 to 12 Apr 2019)
  • Paul Nigel Burrow

    IRN PNB01054

    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • [FCA CF] CASS oversight function (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (14 Jan 2014 to 8 Dec 2019)
    • CF28 Systems and controls (14 Jan 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.