Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 31 Mar 2021)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (22 Jun 2016 to 8 Dec 2019)
    • CF1 Director (4 Feb 2008 to 8 Dec 2019)
    • CF30 Customer (11 Dec 2007 to 8 Dec 2019)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Manager of certification employee (since 31 Mar 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF3 Chief Executive (22 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (29 Mar 2004 to 31 Oct 2007)
    • CF4 Partner (29 Mar 2004 to 8 Dec 2019)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Manager of certification employee (since 31 Mar 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (13 Jan 2015 to 8 Dec 2019)
    • CF30 Customer (13 Jan 2015 to 8 Dec 2019)
    • CF4 Partner (13 Jan 2015 to 22 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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