Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] CASS oversight function (since 31 Mar 2021)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10a CASS Oversight function (3 Feb 2014 to 26 Aug 2016)
    • CF1 Director (14 Jan 2014 to 8 Dec 2019)
    • CF28 Systems and controls (14 Jan 2014 to 8 Dec 2019)
    • [FCA CF] CASS oversight function (since 31 Mar 2021)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF28 Systems and controls (14 Jan 2014 to 8 Dec 2019)
    • CF4 Partner (14 Jan 2014 to 8 Dec 2019)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • [FCA CF] CASS oversight function (since 31 Mar 2021)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • CF4 Partner (13 Jan 2015 to 23 Mar 2016)
    • CF10a CASS Oversight function (13 Jan 2015 to 26 Aug 2016)
    • CF28 Systems and controls (13 Jan 2015 to 8 Dec 2019)
    • CF30 Customer (13 Jan 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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