Date authorised
1 April 2013
Companies House
OC306266
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6th Floor
    Belgrave House
    76 Buckingham Palace Road
    London
    SW1W 9TQ
    UNITED KINGDOM
    Phone
    +4402073345300
  • Complaints Contact

    6th Floor
    Belgrave House
    76 Buckingham Palace Road
    London
    SW1W 9TQ
    UNITED KINGDOM
    Phone
    +4402073345300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Arthur Gerald Mornington

    IRN AXM02514

    • CF30 Customer (10 Nov 2010 to 3 Feb 2017)
    • CF4 Partner (12 Nov 2007 to 3 Feb 2017)
  • CHRYSTELLE Eid

    IRN CXE01344

    • CF30 Customer (26 Mar 2018 to 20 Sep 2019)
    • CF4 Partner (26 Mar 2018 to 20 Sep 2019)
  • Carsten Hagenbucher

    IRN CXH01412

    • [FCA CF] Client dealing (since 1 Jan 2024)
    • CF4 Partner (18 Sep 2018 to 9 Dec 2019)
    • CF30 Customer (18 Sep 2018 to 8 Dec 2019)
  • Cedric Olivier Thierry Barthelemy

    IRN COB01011

    • CF4 Partner (31 Jan 2014 to 9 Dec 2019)
  • Christian Bernhard Fehling

    IRN CBF01005

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (23 Sep 2005 to 31 Oct 2007)
    • CF4 Partner (14 Dec 2004 to 9 Dec 2019)
  • Christopher Laurence Warren

    IRN CLW01037

    • [FCA CF] Client dealing (since 1 Jan 2024)
    • CF30 Customer (3 Oct 2013 to 8 Dec 2019)
    • CF4 Partner (3 Oct 2013 to 9 Dec 2019)
  • Dario Garcia

    IRN DXG01629

    • CF4 Partner (1 Nov 2011 to 30 Jun 2018)
    • CF30 Customer (1 Nov 2011 to 30 Jun 2018)
  • Duncan Aldred

    IRN DXA01127

    • SMF27 Partner (9 Dec 2019 to 31 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (29 Mar 2004 to 8 Dec 2019)
    • CF27 Investment Management (29 Mar 2004 to 31 Oct 2007)
  • Edward Anfrid Pringle Benthall

    IRN EAB01024

    • CF30 Customer (1 Nov 2007 to 16 Apr 2012)
    • CF27 Investment Management (29 Mar 2004 to 31 Oct 2007)
    • CF4 Partner (29 Mar 2004 to 16 Apr 2012)
  • Edward George Cox

    IRN EGC01005

    • CF4 Partner (29 Mar 2004 to 31 Mar 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.