Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Jan 2024)
    • CF30 Customer (3 Oct 2013 to 8 Dec 2019)
    • [FCA CF] Client dealing (since 1 Jan 2024)
    • CF30 Customer (3 Oct 2013 to 8 Dec 2019)
    • CF4 Partner (3 Oct 2013 to 9 Dec 2019)
    • [FCA CF] Client dealing (since 1 Jan 2024)
    • CF4 Partner (13 Jan 2015 to 22 Mar 2016)
    • CF30 Customer (13 Jan 2015 to 8 Dec 2019)
  • ECI Partners LLP (no longer approved here)

    FRN 211137

    • CF4 Partner (28 May 2008 to 11 Jan 2019)
    • CF30 Customer (1 Nov 2007 to 15 Oct 2013)
    • CF22 Investment Adviser (Trainee) (15 Sep 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.