Charter Court Financial Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
O S B GroupExchange Court1 Brabourne AvenueWolverhampton Business ParkWolverhamptonWV10 6AUUNITED KINGDOM- Phone
- +443330143477
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Complaints Contact
The Observatory,Brunel Way,Dock Rd,ChathamKentME4 4AFUNITED KINGDOM- Phone
- +448002985714
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
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Buy-to-Let Mortgage Admin
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Buy-to-Let Mortgage Lending
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Mortgage Servicing
For Customer, Regulated mortgage contract
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Authorised to Operate
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Trades With You Directly
For Eligible Counterparty, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Lending
For Customer, Regulated mortgage contract
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Mortgage Setup
For Customer, Regulated mortgage contract
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Richard Powell
IRN RXP00500
- [FCA CF] Significant management (since 12 Apr 2023)
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Robert James Mackenzie Bulloch
IRN RJB01430
- Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2026)
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Robert Jan Langley
IRN RXL70932
- [PRA CF] Significant risk taker or Material risk taker (17 Jan 2018 to 3 Feb 2020)
- [FCA CF] Material risk taker (17 Jan 2018 to 3 Feb 2020)
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Robert Wayne Williams
IRN RXW78647
- [FCA CF] Significant management (1 May 2020 to 1 Oct 2020)
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Roberto Santarossa
IRN RXS78673
- [PRA CF] Significant risk taker or Material risk taker (6 Mar 2020 to 18 Jun 2025)
- [FCA CF] Material risk taker (6 Mar 2020 to 18 Jun 2025)
- [FCA CF] Significant management (6 Mar 2020 to 4 Jul 2025)
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Rodney Jympson Duke
IRN RJD01119
- SMF9 Chair of the Governing Body (11 May 2020 to 9 May 2025)
- Director of firm who is not a certification employee or a SMF manager (7 Oct 2019 to 4 Feb 2020)
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Roger Eldon Cripps
IRN RXC47402
- [FCA CF] Material risk taker (6 Mar 2022 to 18 Jun 2025)
- [FCA CF] Significant management (6 Mar 2022 to 2 Feb 2026)
- [PRA CF] Significant risk taker or Material risk taker (6 Mar 2022 to 18 Jun 2025)
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Roger Morris
IRN RXM01716
- [FCA CF] Significant management (1 May 2020 to 31 Aug 2022)
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Russell John Simpson
IRN RXS47390
- [FCA CF] Manager of certification employee (6 Mar 2020 to 16 Oct 2024)
- [FCA CF] Material risk taker (6 Mar 2020 to 6 Nov 2024)
- [FCA CF] Significant management (6 Mar 2020 to 11 Apr 2025)
- [PRA CF] Significant risk taker or Material risk taker (6 Mar 2020 to 6 Nov 2024)
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Russell Woodward
IRN RXW00539
- [FCA CF] Significant management (11 Mar 2024 to 11 Apr 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.