Rodney Jympson Duke

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Charter Court Financial Services Limited (no longer approved here)

    FRN 494549

    • SMF9 Chair of the Governing Body (11 May 2020 to 9 May 2025)
    • Director of firm who is not a certification employee or a SMF manager (7 Oct 2019 to 4 Feb 2020)
  • OneSavings Bank Plc (no longer approved here)

    FRN 530504

    • Director of firm who is not a certification employee or a SMF manager (4 Oct 2019 to 4 Feb 2020)
    • SMF13 Chair of the Nominations Committee (18 Aug 2016 to 4 Oct 2019)
    • SMF14 Senior Independent Director (7 Mar 2016 to 4 Oct 2019)
    • CF2 Non Executive Director (4 Jul 2012 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF19 Significant Mgt (Financial Resources) (8 Mar 2002 to 28 Jun 2004)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 28 Jun 2004)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 28 Jun 2004)
  • CHESNARA LIFE (UK) LIMITED (no longer approved here)

    FRN 133435

    • CF1 Director (30 Jan 2002 to 24 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

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