Charter Court Financial Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
O S B GroupExchange Court1 Brabourne AvenueWolverhampton Business ParkWolverhamptonWV10 6AUUNITED KINGDOM- Phone
- +443330143477
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Complaints Contact
The Observatory,Brunel Way,Dock Rd,ChathamKentME4 4AFUNITED KINGDOM- Phone
- +448002985714
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
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Buy-to-Let Mortgage Admin
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Buy-to-Let Mortgage Lending
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Mortgage Servicing
For Customer, Regulated mortgage contract
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Authorised to Operate
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Trades With You Directly
For Eligible Counterparty, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Lending
For Customer, Regulated mortgage contract
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Mortgage Setup
For Customer, Regulated mortgage contract
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Sally Ann Jones-Evans
IRN SAJ01035
- Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2025)
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Sarah Ann Hedger
IRN SAH01122
- Director of firm who is not a certification employee or a SMF manager (7 Oct 2019 to 19 Jul 2023)
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Sarah Chowdhury
IRN SXC01245
- [FCA CF] Significant management (23 Oct 2024 to 11 Apr 2025)
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Simon John Drinkwater
IRN SXD00571
- [PRA CF] Significant risk taker or Material risk taker (14 Sep 2022 to 8 Sep 2023)
- [FCA CF] Material risk taker (14 Sep 2022 to 8 Sep 2023)
- [FCA CF] Significant management (11 May 2022 to 8 Sep 2023)
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Simon Mark Jeffery
IRN SXJ00087
- [FCA CF] Significant management (11 Apr 2022 to 4 Jul 2025)
- [FCA CF] Material risk taker (11 Apr 2022 to 18 Jun 2025)
- [PRA CF] Significant risk taker or Material risk taker (11 Apr 2022 to 18 Jun 2025)
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Simon Richard Walker
IRN SXW00459
- SMF10 Chair of the Risk Committee (since 8 Nov 2021)
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Steven Howard Kasoff
IRN SHK01024
- CF2 Non Executive Director (6 Nov 2009 to 6 Jan 2015)
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Steven Matthew Thompson
IRN SXT47394
- [FCA CF] Material risk taker (1 Apr 2020 to 28 Mar 2024)
- [FCA CF] Significant management (1 Apr 2020 to 28 Mar 2024)
- [PRA CF] Significant risk taker or Material risk taker (1 Apr 2020 to 28 Mar 2024)
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Thomas Richard Andrew Dobson
IRN TXD47399
- [FCA CF] Significant management (1 Apr 2020 to 11 Apr 2025)
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Timothy Tracy Brooke Thom
IRN TTB01004
- SMF10 Chair of the Risk Committee (11 May 2017 to 4 Oct 2019)
- SMF11 Chair of the Audit Committee (7 Mar 2016 to 11 May 2017)
- SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 11 May 2017)
- CF2 Non Executive Director (6 Jan 2015 to 6 Mar 2016)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.