Charles Street Securities Europe LLP

Date authorised
1 April 2013
Companies House
OC334478
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Wilton Crescent
    London
    Westminster
    SW1X 8RN
    UNITED KINGDOM
    Phone
    +4402072357642
    Web
    https://www.charlesstreetsecurities.co.uk

  • Complaints Contact

    1 Wilton Crescent
    London
    Westminster
    SW1X 8RN
    UNITED KINGDOM
    Phone
    +4402072357642

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Duncan Mariano Larraz

    IRN DML01088

    • CF30 Customer (31 May 2013 to 31 Dec 2014)
  • Gavin Neil Oakley

    IRN GNO01002

    • CF30 Customer (3 Dec 2013 to 21 Jul 2014)
  • Gerard Isaac Mizrahi

    IRN GXM01248

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (since 17 Oct 2008)
    • CF4 Partner (AR) (since 17 Oct 2008)
    • [FCA CF] Significant management (9 Dec 2019 to 11 Aug 2022)
    • CF11 Money Laundering Reporting (30 Jan 2012 to 16 Jul 2015)
    • CF4 Partner (17 Oct 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Oct 2008 to 16 Jul 2015)
  • Gilead Raday

    IRN GXR01343

    • CF30 Customer (17 Oct 2008 to 31 Dec 2014)
  • Grant Whitlock

    IRN GJW01116

    • CF30 Customer (17 Oct 2008 to 18 Oct 2008)
  • Guido Pietro Ascanio Branca

    IRN GPB01091

    • CF30 Customer (17 Oct 2008 to 31 Dec 2014)
  • Hugo Harry Dodge

    IRN HHD01006

    • CF30 Customer (28 Oct 2009 to 9 Feb 2021)
  • James Ben Jacob Rubin

    IRN JBR01066

    • CF30 Customer (10 Aug 2009 to 20 Nov 2009)
  • James Manna

    IRN JXM03985

    • CF11 Money Laundering Reporting (7 Dec 2018 to 16 Sep 2019)
    • CF10 Compliance Oversight (7 Dec 2018 to 16 Sep 2019)
  • Joe Charles Armstrong

    IRN JCA01093

    • CF30 Customer (12 Oct 2011 to 31 May 2013)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • CSS Partners LLP (no longer appointed)

    FRN 439800 · Appointed 17 Oct 2008 · Until 26 Feb 2024

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.