Charles Street Securities Europe LLP

• Principal Place of Business

  1 Wilton Crescent

  London

  Westminster

  SW1X 8RN

  UNITED KINGDOM

  Phone

  +4402072357642

  Web

  https://www.charlesstreetsecurities.co.uk

• Complaints Contact

  1 Wilton Crescent

  London

  Westminster

  SW1X 8RN

  UNITED KINGDOM

  Phone

  +4402072357642

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joe Lloyd Stageman

  IRN JLS01168

  • CF30 Customer (21 Jan 2009 to 27 Oct 2010)
• Jonathan Stuart McCarthy

  IRN JSM01131

  • CF30 Customer (since 17 Oct 2008)
  • CF4 Partner (AR) (17 Oct 2008 to 29 Feb 2024)
• Justin Trowse

  IRN JXT01741

  • CF30 Customer (4 Feb 2014 to 26 Jan 2015)
• Khalid Mahmood Raja

  IRN KMR01047

  • CF30 Customer (31 Mar 2009 to 1 Feb 2010)
• Kuldeep Bhati

  IRN KXB01533

  • CF30 Customer (17 Oct 2008 to 10 May 2016)
• Kweku Adaah

  IRN KXA01285

  • CF30 Customer (17 Oct 2008 to 18 Oct 2008)
• Lyndon James Miles

  IRN LJM01100

  • CF30 Customer (3 Jun 2013 to 21 Jan 2014)
• Mark Anthony Walker

  IRN MAW01250

  • CF30 Customer (17 Oct 2008 to 4 Feb 2009)
• Mark James Hickson

  IRN MJH01484

  • CF30 Customer (17 Oct 2008 to 3 Jan 2014)
• Mark Ronald Christy

  IRN MRC01176

  • CF11 Money Laundering Reporting (11 Dec 2017 to 10 Oct 2018)
  • CF10 Compliance Oversight (11 Dec 2017 to 10 Oct 2018)

• CSS Partners LLP (no longer appointed)

  FRN 439800 · Appointed 17 Oct 2008 · Until 26 Feb 2024

No changes recorded yet.