Duncan Mariano Larraz

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tages Capital LLP (no longer approved here)
FRN 563369
- CF30 Customer (4 Nov 2016 to 26 May 2017)
Charles Street Securities Europe LLP (no longer approved here)
FRN 483311
- CF30 Customer (31 May 2013 to 31 Dec 2014)
UBS Asset Management (UK) Ltd (no longer approved here)
FRN 119319
- CF30 Customer (1 Nov 2007 to 17 Jun 2010)
- CF21 Investment Adviser (8 Apr 2005 to 31 Oct 2007)
- CF27 Investment Management (8 Apr 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.