CHARLES FRANK FINANCE LIMITED

• Principal Place of Business

  Charles Frank Finance Ltd

  89 Cardiff Road

  Taffs Well

  Cardiff

  Rhondda Cynon Taf

  CF15 7PL

  UNITED KINGDOM

  Phone

  +4402921670060

  Web

  https://www.cffl.co.uk

• Complaints Contact

  Charles Frank Finance Ltd

  89 Cardiff Road

  Taffs Well

  Cardiff

  Rhondda Cynon Taf

  CF15 7PL

  UNITED KINGDOM

  Phone

  +4402921670060

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Retail (Non-Investment Insurance)

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with buy-to-let mortgages and second charge mortgages

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Joanne Alison Fitzgerald

  IRN JXF00136

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Joe Ross Dillon

  IRN JXD00195

  • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 6 Jan 2023)
• John Charles Lugsdin

  IRN JCL01098

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF11 Money Laundering Reporting (15 Sep 2014 to 8 Dec 2019)
  • Responsible for Insurance Mediation (15 Sep 2014 to 30 Sep 2018)
  • CF1 Director (15 Sep 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (15 Sep 2014 to 8 Dec 2019)
• Keiron John Pugsley

  IRN KXP00081

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Jan 2023)
• Kevin Brian Duffy

  IRN KBD01009

  • CF1 Director (AR) (2 Nov 2018 to 4 Mar 2020)
• Kyle Greck

  IRN KXG00143

  • [FCA CF] Functions requiring qualifications (12 Jan 2021 to 28 Feb 2022)
• Mark Robert Tiley

  IRN MXT00113

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Feb 2025)
• Mark Trevor Isom

  IRN MTI00001

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Paul Mexsom

  IRN PXM00193

  • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 31 Jan 2023)
• Pawel Pery

  IRN PXP00088

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2022)

• Mortgage Force (UK) Ltd (no longer appointed)

  FRN 822330 · Appointed 4 Oct 2018 · Until 9 Mar 2020

• HOLDSWORTH FINANCIAL LIMITED (no longer appointed)

  FRN 712585 · Appointed 3 Oct 2018 · Until 31 Jul 2019

• Intra Private Finance Ltd (no longer appointed)

  FRN 814302 · Appointed 19 Jul 2018 · Until 2 May 2019

No changes recorded yet.