Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 Mar 2026)
    • Responsibility for MCD Intermediation (since 10 Mar 2020)
    • Responsible for Insurance Distribution (since 10 Mar 2020)
    • SMF16 Compliance Oversight (since 10 Mar 2020)
    • SMF3 Executive Director (since 10 Mar 2020)
    • [FCA CF] Significant management (10 Mar 2020 to 10 Mar 2026)
    • Responsibility for MCD Intermediation (since 3 Aug 2022)
    • Responsible for Insurance Distribution (since 3 Aug 2022)
    • SMF16 Compliance Oversight (since 3 Aug 2022)
    • SMF3 Executive Director (since 3 Aug 2022)
  • CHARLES FRANK FINANCE LIMITED (no longer approved here)

    FRN 624668

    • CF1 Director (AR) (2 Nov 2018 to 4 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

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