CHARLES FRANK FINANCE LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
P2P Lending Advice

For Retail (Non-Investment Insurance)
Equity Release Advice

For Customer, Home reversion plans
Investment Advice (no pensions)

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Equity Release Arranging

For Customer, Home reversion plans
Arranges Investments

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling with no debt management activity
- · Limited to debt counselling which is provided in connection with buy-to-let mortgages and second charge mortgages
Equity Release Setup

For Customer, Home reversion plans
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Rebecca Bailey
IRN RXB00417
- [FCA CF] Functions requiring qualifications (13 Apr 2021 to 2 Jan 2023)
Robert Tiley
IRN RXT00102
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
Samantha Berry
IRN SXP18419
- [FCA CF] Functions requiring qualifications (19 Aug 2022 to 30 Nov 2022)
Simon James Holdsworth
IRN SJH01363
- CF1 Director (AR) (1 Nov 2018 to 31 Jul 2019)
Steven Raymond Bryant
IRN SRB01138
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
Thomas Westlake
IRN TXW00373
- [FCA CF] Functions requiring qualifications (5 Feb 2024 to 20 Dec 2024)

Smaller firms operating under this firm's FCA authorisation.

Mortgage Force (UK) Ltd (no longer appointed)
FRN 822330 · Appointed 4 Oct 2018 · Until 9 Mar 2020
HOLDSWORTH FINANCIAL LIMITED (no longer appointed)
FRN 712585 · Appointed 3 Oct 2018 · Until 31 Jul 2019
Intra Private Finance Ltd (no longer appointed)
FRN 814302 · Appointed 19 Jul 2018 · Until 2 May 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.