Simon James Holdsworth

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HOLDSWORTH FINANCIAL LIMITED

    FRN 837784

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 1 Aug 2019)
    • Responsible for Insurance Distribution (since 1 Aug 2019)
    • CF10 Compliance Oversight (1 Aug 2019 to 8 Dec 2019)
    • CF1 Director (14 May 2019 to 8 Dec 2019)
  • CHARLES FRANK FINANCE LIMITED (no longer approved here)

    FRN 624668

    • CF1 Director (AR) (1 Nov 2018 to 31 Jul 2019)
  • PIVOTAL FINANCIAL LIMITED (no longer approved here)

    FRN 665649

    • CF1 Director (AR) (1 Aug 2015 to 1 Nov 2018)
    • CF4 Partner (AR) (16 Mar 2015 to 1 Aug 2015)

Recent activity

Updates to this individual's record on the FCA register.

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