HOLDSWORTH FINANCIAL LIMITED

• Principal Place of Business

  5th Floor

  46 New Broad Street

  London

  EC2M 1JH

  UNITED KINGDOM

  Phone

  +447768795991

  Web

  https://www.holdsworthfinancial.co.uk

• Complaints Contact

  5th Floor

  46 New Broad Street

  London

  EC2M 1JH

  UNITED KINGDOM

  Phone

  +447768795991

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Investment Advice (no pensions)

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• James Arthur George Holdsworth

  IRN JXH00236

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 20 Feb 2020)
• Martin Harry Robertson-Bond

  IRN MXR00447

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 16 Aug 2021)
• Paul John Barber

  IRN PJB00062

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Nov 2023)
• Rachel Jane Barnett

  IRN RXB00659

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2022)
• Sandy Routie Mcilvenna

  IRN SXM00272

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Simon James Holdsworth

  IRN SJH01363

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Aug 2019)
  • Responsibility for MCD Intermediation (since 1 Aug 2019)
  • CF10 Compliance Oversight (1 Aug 2019 to 8 Dec 2019)
  • CF1 Director (14 May 2019 to 8 Dec 2019)
• William Peter Avrili

  IRN WXA00022

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Aug 2024)

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