Chamberlyns Limited

• Principal Place of Business

  Chamberlyns Ltd

  110 Butterfield

  Great Marlings

  Luton

  LU2 8DL

  UNITED KINGDOM

  Phone

  +4401582434256

  Web

  https://www.chamberlyns.co.uk

• Complaints Contact

  Cooper Parry Wealth

  Building 423

  East Midlands Airport

  Castle Donington

  Derby

  Leicestershire

  DE74 2SA

  UNITED KINGDOM

  Phone

  +4401332411163

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Marc McCready

  IRN MXM01851

  • CF22 Investment Adviser (Trainee) (13 Aug 2004 to 13 Jan 2005)
• Martin Frank Waller

  IRN MFW00002

  • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2005)
• Michael David Smith

  IRN MDS01193

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Jun 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 21 Jun 2024)
  • SMF3 Executive Director (9 Dec 2019 to 21 Jun 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Sep 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 14 Sep 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Jun 2024)
  • CF11 Money Laundering Reporting (1 Jan 2010 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Jan 2010 to 8 Dec 2019)
  • CF30 Customer (20 May 2009 to 8 Dec 2019)
  • CF1 Director (20 May 2009 to 8 Dec 2019)
• Paul Anthony Allen

  IRN PAA00023

  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Peter John Wicks

  IRN PJW01366

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (23 Jan 2018 to 8 Dec 2019)
• Sally Helen Pickersgill

  IRN SXP00702

  • SMF3 Executive Director (since 2 Feb 2024)
• Sandra Helen Chambers

  IRN SHC01036

  • CF1 Director (1 Jan 2004 to 29 May 2009)
• Simon Atkins

  IRN SXA11989

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Feb 2024)
• Stephen Lewis Jones

  IRN SLJ00007

  • SMF1 Chief Executive (26 Jan 2024 to 12 Feb 2026)
  • SMF3 Executive Director (26 Jan 2024 to 12 Feb 2026)
  • Responsible for Insurance Distribution (26 Jan 2024 to 12 Feb 2026)
  • SMF16 Compliance Oversight (26 Jan 2024 to 12 Feb 2026)

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