CGS International Securities UK Ltd.

Date authorised
1 April 2013
Companies House
02719607
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    53 New Broad Street
    London
    EC2M 1JJ
    UNITED KINGDOM
    Phone
    +442072012197
    Web
    https://www.cgsi.com

  • Complaints Contact

    53 New Broad Street
    London
    EC2M 1JJ
    UNITED KINGDOM
    Phone
    +4402072012197

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lucian Francis Michael Townsend

    IRN LFT01007

    • CF30 Customer (24 Aug 2015 to 3 Oct 2017)
  • Lucy Monica Bernays

    IRN LMB01076

    • CF30 Customer (2 Jul 2012 to 10 Mar 2014)
  • Mary Ching Yu

    IRN MCY01007

    • CF30 Customer (1 Nov 2007 to 3 Mar 2008)
    • CF21 Investment Adviser (1 Sep 2003 to 31 Oct 2007)
  • Matthew Edward Ross Brown

    IRN MEB01151

    • CF30 Customer (7 Dec 2011 to 13 Mar 2013)
  • Michael Ian Ridsdill Smith

    IRN MIR01010

    • CF30 Customer (9 Jul 2012 to 9 Apr 2019)
  • Michael John Clarke

    IRN MJC01265

    • CF2 Non Executive Director (4 Jul 2008 to 1 Jul 2010)
    • CF30 Customer (1 Nov 2007 to 4 Jul 2008)
    • CF1 Director (1 Dec 2001 to 4 Jul 2008)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 7 Mar 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 7 Mar 2008)
  • Miles Henry Morgan Lampson

    IRN MHL01025

    • CF26 Customer Trading (5 Jun 2002 to 31 Jul 2005)
  • Nicola Lucy Dodd

    IRN NLD01007

    • CF21 Investment Adviser (1 Dec 2001 to 4 Jan 2003)
  • Nigel Timothy Pitt

    IRN NTP01010

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Nov 2018 to 8 Dec 2019)
  • POH'EE WONG

    IRN PXW12617

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 Dec 2021)
    • CF2 Non Executive Director (25 Jun 2019 to 8 Dec 2019)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.