Date authorised
1 April 2013
Companies House
OC345806
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Sherwood Street
    London
    Westminster
    W1F 7BL
    UNITED KINGDOM
    Phone
    +442074099701
  • Complaints Contact

    1 Sherwood Street
    London
    Westminster
    W1F 7BL
    UNITED KINGDOM
    Phone
    +442074099758

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jan-Philipp Schiffmann

    IRN JXS00202

    • [FCA CF] Client dealing (since 14 Aug 2025)
    • [FCA CF] Client dealing (19 Apr 2021 to 30 Sep 2024)
  • Jeppe Lysemose

    IRN JXL41957

    • [FCA CF] Client dealing (since 31 Aug 2021)
  • Jeremy Ronald St Miller

    IRN JRM01102

    • CF4 Partner (3 Sep 2009 to 16 Dec 2016)
    • CF30 Customer (3 Sep 2009 to 15 Sep 2016)
    • CF11 Money Laundering Reporting (3 Sep 2009 to 15 Sep 2016)
    • CF10 Compliance Oversight (3 Sep 2009 to 15 Sep 2016)
  • Joao Goncalves de Azevedo Furtado

    IRN JXG39818

    • [FCA CF] Client dealing (since 16 May 2022)
  • John Alan Habgood

    IRN JAH01482

    • CF11 Money Laundering Reporting (15 Sep 2016 to 3 Apr 2019)
    • CF10 Compliance Oversight (15 Sep 2016 to 3 Apr 2019)
  • Jordan Burke

    IRN JXB03197

    • CF30 Customer (22 May 2015 to 3 Mar 2017)
  • Joseph Maxwell Royston-Bailey

    IRN JMR01296

    • CF30 Customer (22 Nov 2017 to 2 Mar 2019)
  • Joshua Abass

    IRN JXA00364

    • [FCA CF] Client dealing (14 Feb 2022 to 13 Oct 2025)
  • Julia Andronikos

    IRN JXA00670

    • [FCA CF] Client dealing (since 15 Aug 2024)
  • Justin Kogel

    IRN JXK07761

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Feb 2025)
    • CF30 Customer (1 Nov 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.