Date authorised
1 April 2013
Companies House
OC345806
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Sherwood Street
    London
    Westminster
    W1F 7BL
    UNITED KINGDOM
    Phone
    +442074099701
  • Complaints Contact

    1 Sherwood Street
    London
    Westminster
    W1F 7BL
    UNITED KINGDOM
    Phone
    +442074099758

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Karla Petrac

    IRN KXP00131

    • [FCA CF] Client dealing (9 Dec 2019 to 7 Jan 2022)
  • Kathryn Ludlow

    IRN KXL00127

    • [FCA CF] Significant management (9 Dec 2019 to 28 May 2020)
  • Katy Minshull

    IRN KXM07874

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
    • CF30 Customer (1 Nov 2018 to 8 Dec 2019)
  • Kelly Bradley

    IRN KXB00618

    • [FCA CF] Client dealing (since 15 Aug 2024)
  • Kevin Gerard O'Connor

    IRN KXO00130

    • [FCA CF] Client dealing (since 21 Aug 2023)
  • Kevin Tapala

    IRN KXT00184

    • [FCA CF] Client dealing (since 19 Mar 2024)
  • Kinshuk Jain

    IRN KXJ00232

    • [FCA CF] Client dealing (since 15 Aug 2025)
  • Lisa-Marie Lips

    IRN LXL00336

    • [FCA CF] Client dealing (since 14 Aug 2025)
  • Luan Gölz

    IRN LXG00108

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Nov 2022)
  • Luca Gilotti

    IRN LXG01266

    • SMF27 Partner (since 8 Feb 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (14 Apr 2010 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.