CELF Advisors LLP

• Principal Place of Business

  1 St James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442078941200

  Web

  http://www.carlyle.com

• Complaints Contact

  The Carlyle Group

  1 St. James's Market

  London

  Westminster

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442078943468

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carina Louise MacKenzie

  IRN CLM01132

  • CF30 Customer (26 Aug 2015 to 8 Dec 2019)
• Cem Can Catek

  IRN CXC00759

  • [FCA CF] Client dealing (since 21 Dec 2023)
• Christian Schmitz

  IRN CXS01275

  • [FCA CF] Client dealing (since 29 Mar 2021)
  • [FCA CF] Material risk taker (29 Mar 2021 to 1 Dec 2022)
  • CF4 Partner (31 Mar 2016 to 9 Dec 2019)
  • CF30 Customer (31 Mar 2016 to 9 Dec 2019)
• Christopher Hart

  IRN CXH01748

  • CF30 Customer (15 Apr 2011 to 13 Nov 2014)
• Christopher Paul Yoshida

  IRN CXY01033

  • CF30 Customer (18 Feb 2019 to 8 Dec 2019)
• Colin John Atkins

  IRN CJA01108

  • SMF1 Chief Executive (9 Dec 2019 to 24 Jan 2024)
  • SMF27 Partner (9 Dec 2019 to 24 Jan 2024)
  • CF3 Chief Executive (16 May 2011 to 16 May 2011)
  • CF4 Partner (10 Dec 2010 to 8 Dec 2019)
  • CF30 Customer (12 Nov 2010 to 8 Dec 2019)
• David Cross

  IRN DPC01049

  • CF4 Partner (23 Dec 2013 to 3 May 2015)
  • CF30 Customer (9 May 2013 to 2 Feb 2015)
• Dimitrios Emmanouil Papadoukakis

  IRN DXP00184

  • [FCA CF] Client dealing (since 19 Nov 2025)
• Dylan Hallerberg

  IRN DXH01917

  • CF4 Partner (6 Apr 2016 to 7 Oct 2016)
  • CF30 Customer (28 May 2012 to 7 Oct 2016)
• Edward Jacques Marie O’Byrne

  IRN EXO11277

  • [FCA CF] Client dealing (31 Mar 2021 to 7 Jul 2021)
  • CF4 Partner (28 Mar 2019 to 9 Dec 2019)
  • CF30 Customer (28 Mar 2019 to 9 Dec 2019)

• Emerging Sovereign Partners UK LLP (no longer appointed)

  FRN 763985 · Appointed 9 Nov 2016 · Until 30 May 2017

No changes recorded yet.