CD&R LLP

• Principal Place of Business

  33 King Street

  -

  London

  SW1Y 6RJ

  UNITED KINGDOM

  Phone

  +442077473800

  Web

  https://www.cdr.com

• Complaints Contact

  33 King Street

  -

  London

  SW1Y 6RJ

  UNITED KINGDOM

  Phone

  +442077473800

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Enrique Lax Banon

  IRN EXL01071

  • CF4 Partner (10 Mar 2010 to 8 May 2012)
  • CF30 Customer (10 Mar 2010 to 8 May 2012)
• Eric Rouzier

  IRN EXR01095

  • [FCA CF] Client dealing (since 29 Mar 2021)
  • CF30 Customer (10 Mar 2010 to 9 Dec 2019)
  • CF4 Partner (10 Mar 2010 to 9 Dec 2019)
• Gideon Lowin

  IRN GXL00280

  • [FCA CF] Client dealing (since 13 Dec 2023)
• Gregory Lai

  IRN GXL01447

  • [FCA CF] Client dealing (since 29 Mar 2021)
  • SMF27 Partner (9 Dec 2019 to 16 Dec 2019)
  • CF30 Customer (17 Oct 2011 to 8 Dec 2019)
  • CF4 Partner (17 Oct 2011 to 8 Dec 2019)
• Huw David Phillips

  IRN HDP01009

  • CF30 Customer (10 Mar 2010 to 31 Mar 2011)
  • CF4 Partner (10 Mar 2010 to 31 Mar 2011)
• Joan B Barke

  IRN JBB01066

  • SMF16 Compliance Oversight (9 Dec 2019 to 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Dec 2019)
  • CF10 Compliance Oversight (10 Mar 2010 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (10 Mar 2010 to 8 Dec 2019)
• Keshav Nahar

  IRN KXN00139

  • [FCA CF] Client dealing (since 1 Sep 2022)
• Kristoffer Hendrik Tschischke

  IRN KXT00322

  • [FCA CF] Client dealing (since 2 Sep 2024)
• Leontios Toumpouris

  IRN LXT00109

  • [FCA CF] Client dealing (since 29 Mar 2021)
• Manfred Kindle

  IRN MXK01746

  • CF4 Partner (10 Mar 2010 to 1 Jan 2016)
  • CF30 Customer (10 Mar 2010 to 1 Jan 2016)

• Roberto Quarta

  FRN 595616 · Appointed 7 Feb 2013

No changes recorded yet.