Joan B Barke

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CD&R LLP (no longer approved here)

    FRN 507959

    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Dec 2019)
    • CF10 Compliance Oversight (10 Mar 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Mar 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.