Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
33 King Street-LondonSW1Y 6RJUNITED KINGDOM- Phone
- +442077473800
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Complaints Contact
33 King Street-LondonSW1Y 6RJUNITED KINGDOM- Phone
- +442077473800
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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. CD&R (UK) LLC
IRN XXC01174
- CF4 Partner (29 Sep 2010 to 9 Dec 2019)
- CF3 Chief Executive (29 Sep 2010 to 9 Dec 2019)
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. Clayton, Dubilier & Rice Limited
IRN XXC01151
- CF3 Chief Executive (10 Mar 2010 to 9 Nov 2010)
- CF4 Partner (10 Mar 2010 to 9 Nov 2010)
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Arnaud Doerane
IRN AXD00362
- [FCA CF] Client dealing (since 2 Dec 2024)
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Björn Peter Olaf Killmer
IRN BXK14771
- [FCA CF] Client dealing (29 Mar 2021 to 1 Jan 2025)
- CF4 Partner (25 Jul 2019 to 9 Dec 2019)
- CF30 Customer (25 Jul 2019 to 9 Dec 2019)
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Christian Pierre Rochat
IRN CPR01022
- [FCA CF] Client dealing (since 29 Mar 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (10 Mar 2010 to 8 Dec 2019)
- CF30 Customer (10 Mar 2010 to 8 Dec 2019)
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Christian Storch
IRN CXS01456
- CF30 Customer (1 Dec 2011 to 9 Dec 2019)
- CF4 Partner (1 Dec 2011 to 9 Dec 2019)
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Clayton Matthew Armstrong
IRN CMA01054
- CF4 Partner (10 Mar 2010 to 13 Jun 2011)
- CF30 Customer (10 Mar 2010 to 13 Jun 2011)
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DIANA MORARU
IRN DXM03102
- [FCA CF] Client dealing (since 29 Mar 2021)
- CF30 Customer (9 Apr 2018 to 9 Dec 2019)
- CF4 Partner (9 Apr 2018 to 9 Dec 2019)
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David Andrew Novak
IRN DAN01029
- [FCA CF] Client dealing (since 29 Mar 2021)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (10 Mar 2010 to 8 Dec 2019)
- CF4 Partner (10 Mar 2010 to 8 Dec 2019)
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Diego Straziota
IRN DXS02805
- [FCA CF] Client dealing (since 29 Mar 2021)
- CF30 Customer (1 Sep 2017 to 9 Dec 2019)
- CF4 Partner (1 Sep 2017 to 9 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Roberto Quarta
FRN 595616 · Appointed 7 Feb 2013
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.