Date authorised
1 April 2013
Companies House
OC343911
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 King Street
    -
    London
    SW1Y 6RJ
    UNITED KINGDOM
    Phone
    +442077473800
  • Complaints Contact

    33 King Street
    -
    London
    SW1Y 6RJ
    UNITED KINGDOM
    Phone
    +442077473800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Manvinder Singh Banga

    IRN MSB01155

    • [FCA CF] Client dealing (since 29 Mar 2021)
    • CF30 Customer (7 Oct 2010 to 9 Dec 2019)
    • CF4 Partner (25 Aug 2010 to 9 Dec 2019)
  • Marco Bonaiti

    IRN MXB00568

    • [FCA CF] Client dealing (since 29 Sep 2025)
  • Marco Herbst

    IRN MXH01901

    • [FCA CF] Client dealing (since 29 Mar 2021)
    • CF30 Customer (10 Mar 2010 to 9 Dec 2019)
    • CF4 Partner (10 Mar 2010 to 9 Dec 2019)
  • Matthias Osthoff

    IRN MXO01480

    • [FCA CF] Client dealing (29 Mar 2021 to 30 Jun 2025)
  • Michael Vervisch

    IRN MXV01223

    • CF4 Partner (13 Mar 2018 to 15 Nov 2019)
    • CF30 Customer (13 Mar 2018 to 15 Nov 2019)
  • NIKOLAUS FELIX CHRISTIAN LACHNER

    IRN NFL01016

    • [FCA CF] Client dealing (29 Mar 2021 to 15 Mar 2026)
    • CF30 Customer (10 Aug 2016 to 9 Dec 2019)
    • CF4 Partner (10 Aug 2016 to 9 Dec 2019)
  • Peter Pfister

    IRN PXP00363

    • [FCA CF] Client dealing (since 1 Jan 2024)
  • Philipp Arthur Mueller

    IRN PXM00713

    • [FCA CF] Client dealing (since 2 Sep 2024)
  • Philos Carnio

    IRN PXC01752

    • CF30 Customer (2 Sep 2015 to 31 Oct 2018)
    • CF4 Partner (2 Sep 2015 to 31 Oct 2018)
  • Poul Christian Broberg

    IRN PCB01045

    • CF4 Partner (10 Mar 2010 to 1 Sep 2011)
    • CF30 Customer (10 Mar 2010 to 1 Sep 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.