Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
33 King Street-LondonSW1Y 6RJUNITED KINGDOM- Phone
- +442077473800
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Complaints Contact
33 King Street-LondonSW1Y 6RJUNITED KINGDOM- Phone
- +442077473800
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Manvinder Singh Banga
IRN MSB01155
- [FCA CF] Client dealing (since 29 Mar 2021)
- CF30 Customer (7 Oct 2010 to 9 Dec 2019)
- CF4 Partner (25 Aug 2010 to 9 Dec 2019)
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Marco Bonaiti
IRN MXB00568
- [FCA CF] Client dealing (since 29 Sep 2025)
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Marco Herbst
IRN MXH01901
- [FCA CF] Client dealing (since 29 Mar 2021)
- CF30 Customer (10 Mar 2010 to 9 Dec 2019)
- CF4 Partner (10 Mar 2010 to 9 Dec 2019)
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Matthias Osthoff
IRN MXO01480
- [FCA CF] Client dealing (29 Mar 2021 to 30 Jun 2025)
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Michael Vervisch
IRN MXV01223
- CF4 Partner (13 Mar 2018 to 15 Nov 2019)
- CF30 Customer (13 Mar 2018 to 15 Nov 2019)
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NIKOLAUS FELIX CHRISTIAN LACHNER
IRN NFL01016
- [FCA CF] Client dealing (29 Mar 2021 to 15 Mar 2026)
- CF30 Customer (10 Aug 2016 to 9 Dec 2019)
- CF4 Partner (10 Aug 2016 to 9 Dec 2019)
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Peter Pfister
IRN PXP00363
- [FCA CF] Client dealing (since 1 Jan 2024)
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Philipp Arthur Mueller
IRN PXM00713
- [FCA CF] Client dealing (since 2 Sep 2024)
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Philos Carnio
IRN PXC01752
- CF30 Customer (2 Sep 2015 to 31 Oct 2018)
- CF4 Partner (2 Sep 2015 to 31 Oct 2018)
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Poul Christian Broberg
IRN PCB01045
- CF4 Partner (10 Mar 2010 to 1 Sep 2011)
- CF30 Customer (10 Mar 2010 to 1 Sep 2011)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Roberto Quarta
FRN 595616 · Appointed 7 Feb 2013
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.