Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
33 King Street-LondonSW1Y 6RJUNITED KINGDOM- Phone
- +442077473800
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Complaints Contact
33 King Street-LondonSW1Y 6RJUNITED KINGDOM- Phone
- +442077473800
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Roberto Quarta
IRN RXQ01012
- [FCA CF] Client dealing (since 29 Mar 2021)
- CF30 Customer (since 29 Mar 2011)
- CF4 Partner (10 Mar 2010 to 18 Dec 2012)
- CF3 Chief Executive (10 Mar 2010 to 24 Mar 2011)
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Romain Dutartre
IRN RXD16671
- [FCA CF] Client dealing (since 29 Mar 2021)
- CF4 Partner (27 Aug 2019 to 9 Dec 2019)
- CF30 Customer (27 Aug 2019 to 9 Dec 2019)
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Satnam Reehal
IRN SXR01991
- [FCA CF] Client dealing (1 Jan 2022 to 7 Nov 2025)
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Siddarth Jhaver
IRN SXJ01374
- [FCA CF] Client dealing (since 29 Mar 2021)
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Simone Curti
IRN SXC00979
- [FCA CF] Client dealing (since 1 Sep 2022)
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Terrianne Patnode
IRN TXP21659
- SMF16 Compliance Oversight (since 9 Dec 2019)
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Theresa A Gore
IRN TAG01032
- CF28 Systems and controls (10 Mar 2010 to 8 Dec 2019)
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Yu Luo
IRN YXL01152
- [FCA CF] Client dealing (since 1 Jul 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Roberto Quarta
FRN 595616 · Appointed 7 Feb 2013
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.