Date authorised
1 April 2013
Companies House
OC343911
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 King Street
    -
    London
    SW1Y 6RJ
    UNITED KINGDOM
    Phone
    +442077473800
  • Complaints Contact

    33 King Street
    -
    London
    SW1Y 6RJ
    UNITED KINGDOM
    Phone
    +442077473800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roberto Quarta

    IRN RXQ01012

    • [FCA CF] Client dealing (since 29 Mar 2021)
    • CF30 Customer (since 29 Mar 2011)
    • CF4 Partner (10 Mar 2010 to 18 Dec 2012)
    • CF3 Chief Executive (10 Mar 2010 to 24 Mar 2011)
  • Romain Dutartre

    IRN RXD16671

    • [FCA CF] Client dealing (since 29 Mar 2021)
    • CF4 Partner (27 Aug 2019 to 9 Dec 2019)
    • CF30 Customer (27 Aug 2019 to 9 Dec 2019)
  • Satnam Reehal

    IRN SXR01991

    • [FCA CF] Client dealing (1 Jan 2022 to 7 Nov 2025)
  • Siddarth Jhaver

    IRN SXJ01374

    • [FCA CF] Client dealing (since 29 Mar 2021)
  • Simone Curti

    IRN SXC00979

    • [FCA CF] Client dealing (since 1 Sep 2022)
  • Terrianne Patnode

    IRN TXP21659

    • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Theresa A Gore

    IRN TAG01032

    • CF28 Systems and controls (10 Mar 2010 to 8 Dec 2019)
  • Yu Luo

    IRN YXL01152

    • [FCA CF] Client dealing (since 1 Jul 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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