CCBI GLOBAL MARKETS (UK) LIMITED

• Principal Place of Business

  111 Old Broad Street

  London

  EC2N 1AP

  UNITED KINGDOM

  Phone

  +4402038788000

  Web

  http://www.ccbintl.co.uk

• Complaints Contact

  111 Old Broad Street

  London

  EC2N 1AP

  UNITED KINGDOM

  Phone

  +4402038788000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Macginty Lawrence

  IRN MXL00855

  • [FCA CF] Client dealing (since 18 Mar 2026)
• Malcolm Graham McCaig

  IRN MGM01071

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Apr 2023)
  • CF2 Non Executive Director (14 Nov 2018 to 8 Dec 2019)
• Malcolm Keith Culley

  IRN MKC01012

  • CF30 Customer (4 Oct 2010 to 16 Mar 2015)
• Mark Constantinides

  IRN MXC01077

  • [FCA CF] Client dealing (10 Jan 2024 to 15 Nov 2024)
• Mark Crawshaw

  IRN MXC01341

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2004)
• Mark David Sanders

  IRN MDS01158

  • CF30 Customer (1 Nov 2007 to 20 Oct 2010)
  • CF21 Investment Adviser (5 Oct 2005 to 31 Oct 2007)
• Mark Hanney

  IRN MXH01454

  • [FCA CF] Material risk taker (10 May 2021 to 4 May 2022)
  • [FCA CF] Significant management (10 May 2021 to 4 May 2022)
  • [FCA CF] Manager of certification employee (10 May 2021 to 4 May 2022)
• Martyn Paul Phillips

  IRN MPP01030

  • [FCA CF] Algorithmic trading (31 Mar 2024 to 15 Apr 2024)
  • [FCA CF] Significant management (1 Sep 2020 to 15 Apr 2024)
  • [FCA CF] Material risk taker (18 Mar 2020 to 15 Apr 2024)
  • [FCA CF] Client dealing (18 Mar 2020 to 15 Apr 2024)
  • [FCA CF] Manager of certification employee (18 Mar 2020 to 15 Apr 2024)
• Martyn Richard Murray

  IRN MRM01063

  • CF30 Customer (1 Nov 2007 to 11 Mar 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Michael Anthony Griffin

  IRN MAG01068

  • CF21 Investment Adviser (1 Dec 2001 to 3 Sep 2004)

No changes recorded yet.