Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CCBI GLOBAL MARKETS (UK) LIMITED (no longer approved here)

    FRN 110134

    • [FCA CF] Algorithmic trading (31 Mar 2024 to 15 Apr 2024)
    • [FCA CF] Significant management (1 Sep 2020 to 15 Apr 2024)
    • [FCA CF] Manager of certification employee (18 Mar 2020 to 15 Apr 2024)
    • [FCA CF] Material risk taker (18 Mar 2020 to 15 Apr 2024)
    • [FCA CF] Client dealing (18 Mar 2020 to 15 Apr 2024)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.