CBRE Investment Management Indirect Limited

• Principal Place of Business

  Third Floor

  One New Change

  London

  EC4M 9AF

  UNITED KINGDOM

  Phone

  +4402078099000

  Web

  https://www.cbreim.com

• Complaints Contact

  Third Floor

  One New Change

  London

  EC4M 9AF

  UNITED KINGDOM

  Phone

  +4402078099000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Robert William Provine

  IRN RWP01062

  • CF22 Investment Adviser (Trainee) (8 Jul 2003 to 24 May 2004)
• Rory William Eastlake Davis

  IRN RWD01055

  • CF30 Customer (1 Nov 2007 to 21 Jul 2009)
  • CF21 Investment Adviser (26 Jun 2002 to 31 Oct 2007)
  • CF27 Investment Management (26 Jun 2002 to 31 Oct 2007)
• Rupert Bolingbroke Rhys Wingfield

  IRN RBW01033

  • CF30 Customer (1 Nov 2007 to 4 Nov 2008)
  • CF27 Investment Management (6 May 2005 to 31 Oct 2007)
• Russell Taylor

  IRN RXT01375

  • CF30 Customer (1 Nov 2007 to 6 Dec 2012)
  • CF27 Investment Management (21 Feb 2007 to 31 Oct 2007)
• Samara Gariepy

  IRN SXG00146

  • [FCA CF] Manager of certification employee (since 28 Mar 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Samuel Faulkner

  IRN SXF06172

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Dec 2022)
  • CF30 Customer (18 Sep 2018 to 8 Dec 2019)
• Sara Bellenda

  IRN SXB01431

  • CF30 Customer (5 Jul 2010 to 8 Jul 2011)
• Sarah Elizabeth Lovatt

  IRN SXL00457

  • [FCA CF] Client dealing (since 11 Jul 2022)
• Schalk Jacobus Visser

  IRN SJV01035

  • CF30 Customer (12 Aug 2008 to 26 May 2011)
• Scott David Brown

  IRN SDB01149

  • CF1 Director (20 Oct 2009 to 17 Jan 2014)

No changes recorded yet.