Samuel Faulkner

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Fund Incubator Limited (no longer approved here)
FRN 208716
- [FCA CF] Client dealing (25 Feb 2025 to 17 Mar 2026)
- CF1 Director (AR) (10 Jun 2024 to 17 Mar 2026)
- CF30 Customer (10 Jun 2024 to 17 Mar 2026)
SIRE Capital Partners Limited (no longer approved here)
FRN 1013156
- (2)Employed By (10 Jun 2024 to 17 Mar 2026)
CBRE Investment Management Indirect Limited (no longer approved here)
FRN 159366
- [FCA CF] Client dealing (9 Dec 2019 to 12 Dec 2022)
- CF30 Customer (18 Sep 2018 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.