CBRE Investment Management Indirect Limited

Date authorised
1 April 2013
Companies House
02076511
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Third Floor
    One New Change
    London
    EC4M 9AF
    UNITED KINGDOM
    Phone
    +4402078099000
  • Complaints Contact

    Third Floor
    One New Change
    London
    EC4M 9AF
    UNITED KINGDOM
    Phone
    +4402078099000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Scott Peebles

    IRN SXP00174

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Nov 2021)
  • Scott William Lamoon Walker

    IRN SXW00679

    • [FCA CF] Client dealing (since 29 Aug 2022)
  • Shamaan Malik

    IRN SXM08342

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Nov 2018 to 8 Dec 2019)
  • Shihui Zhou

    IRN SXZ00045

    • [FCA CF] Client dealing (7 Jan 2022 to 3 Mar 2023)
  • Shinnosuke Tomita

    IRN SXT00112

    • [FCA CF] Material risk taker (since 9 Feb 2026)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Silvia Calvo Alcala

    IRN SXC01389

    • CF30 Customer (1 Nov 2007 to 1 Jan 2009)
    • CF21 Investment Adviser (3 Jul 2007 to 31 Oct 2007)
  • Simon Dunn

    IRN SXD01223

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2004)
    • CF27 Investment Management (1 Dec 2001 to 31 Jul 2004)
  • Simon Mark Farnsworth

    IRN SMF01093

    • CF1 Director (27 Oct 2009 to 4 Nov 2013)
  • Sinead Geraghty

    IRN SXG00986

    • [FCA CF] Material risk taker (since 9 Feb 2026)
  • Sock Chiu Tay

    IRN SXT00540

    • [FCA CF] Client dealing (10 Feb 2023 to 9 Feb 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.