Simon Mark Farnsworth

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

G10 Capital Limited
FRN 648953
- CF1 Director (AR) (since 23 Aug 2023)
- CF30 Customer (since 16 Sep 2021)
- [FCA CF] Client dealing (29 Oct 2021 to 30 May 2024)
Ironstone Asset Management Limited
FRN 956922
- (2)Employed By (since 16 Sep 2021)
CBRE Investment Management Indirect Limited (no longer approved here)
FRN 159366
- CF1 Director (27 Oct 2009 to 4 Nov 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.