CBH Wealth UK Limited

• Principal Place of Business

  4th Floor

  2-4 Cork Street

  London

  W1S 3LG

  UNITED KINGDOM

  Phone

  +4402076471300

  Web

  https://www.cbhbank.com/uk

• Complaints Contact

  4th Floor

  2-4 Cork Street

  London

  W1S 3LG

  UNITED KINGDOM

  Phone

  +4402076471322

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jean-Christophe Marcel Claude

  IRN JXC03283

  • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2025)
• Jie Dong

  IRN JXD01680

  • CF30 Customer (25 Jun 2012 to 13 Aug 2012)
• Julien Charles Andre Christophel

  IRN JCC01226

  • CF30 Customer (11 Jun 2013 to 20 Jan 2014)
• Lu Liu

  IRN LXL01421

  • CF30 Customer (5 Nov 2015 to 21 Mar 2017)
• Mahesh Sidi

  IRN MXS02771

  • CF2 Non Executive Director (24 Nov 2010 to 1 Aug 2011)
• Marc Joseph Taylor

  IRN MXT00645

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Dec 2024)
• Mark Geoffrey Sims

  IRN MGS01069

  • SMF16 Compliance Oversight (21 Jul 2020 to 13 Dec 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (28 May 2020 to 13 Dec 2024)
  • SMF1 Chief Executive (9 Dec 2019 to 13 Dec 2024)
  • SMF3 Executive Director (9 Dec 2019 to 13 Dec 2024)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 13 Dec 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Dec 2024)
  • CF3 Chief Executive (24 Jul 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (26 Jul 2013 to 25 Apr 2017)
  • CF1 Director (24 Nov 2010 to 8 Dec 2019)
  • CF10 Compliance Oversight (24 Nov 2010 to 25 Apr 2017)
• Melanie Ming Chaw

  IRN MMC01087

  • CF30 Customer (7 Feb 2019 to 14 Jun 2019)
• Miao Chien Lin

  IRN MXL00627

  • [FCA CF] Client dealing (since 2 Jan 2023)
• Michael Gerard Collins

  IRN MGC01143

  • CF11 Money Laundering Reporting (8 Jan 2018 to 28 Feb 2018)
  • CF10 Compliance Oversight (8 Jan 2018 to 28 Feb 2018)

No changes recorded yet.