Date authorised
1 April 2013
Companies House
04045709
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cavendish Online
    Lloyds Bank plc, 234 High Street
    Exeter
    Devon
    EX4 3NL
    UNITED KINGDOM
    Phone
    +443456442544
  • Complaints Contact

    Lloyds Bank plc, 234 High Street
    Exeter
    Devon
    EX4 3NL
    UNITED KINGDOM
    Phone
    +441392436193

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Louisa Barbara Mary King

    IRN LBE00004

    • SMF16 Compliance Oversight (21 Nov 2023 to 1 Apr 2024)
  • Paul Reed

    IRN PXR01539

    • CF1 Director (AR) (19 Sep 2013 to 19 Aug 2016)
  • Rachel Messenger

    IRN RXM16328

    • SMF3 Executive Director (since 13 Dec 2024)
  • Rose Marie St Louis

    IRN RMS00016

    • SMF1 Chief Executive (30 Nov 2022 to 31 Mar 2026)
    • Responsible for Insurance Distribution (30 Nov 2022 to 30 Mar 2026)
    • SMF3 Executive Director (30 Nov 2022 to 31 Mar 2026)
  • Victoria Flenk

    IRN VXF00040

    • SMF3 Executive Director (16 Mar 2023 to 7 Jun 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.