Cavendish Corporate Finance LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Lloyd Evans
IRN LXE00168
- [FCA CF] Client dealing (since 1 May 2025)
Marco Zamblera
IRN GDZ01000
- CF30 Customer (18 Dec 2014 to 15 Oct 2015)
Mark David Stoddart
IRN MDS01243
- [FCA CF] Client dealing (since 26 Jul 2021)
Mark Davis Tubby
IRN MDT01045
- SMF16 Compliance Oversight (9 Dec 2019 to 6 Oct 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Oct 2023)
- CF10 Compliance Oversight (14 Feb 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (14 Feb 2019 to 8 Dec 2019)
Mark Liam Kingston
IRN MLK01018
- [FCA CF] Client dealing (1 Sep 2020 to 3 Nov 2023)
Mark Rowntree
IRN MXR02097
- CF30 Customer (10 Aug 2012 to 15 Oct 2015)
Matthew George Anthony Dakin
IRN MGD01102
- CF30 Customer (16 Jul 2018 to 8 Dec 2019)
Matthew Joshua Teys
IRN MJT01287
- CF30 Customer (25 Jun 2016 to 31 Aug 2018)
Matthew Stuart Russell
IRN MSR01112
- CF30 Customer (13 Dec 2013 to 25 Jul 2014)
Michael Dinsdale
IRN MXD02622
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (17 Dec 2016 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Cavendish Corporate Finance Regions LLP
FRN 1030110 · Appointed 27 May 2025
Cavendish Finance Partners (no longer appointed)
FRN 447512 · Appointed 20 Dec 2007 · Until 4 Oct 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.