Cavendish Corporate Finance LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Michael James Jewell
IRN MJJ01052
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF4 Partner (7 Aug 2012 to 5 Dec 2018)
- CF30 Customer (17 Dec 2007 to 8 Dec 2019)
Michael Murphy
IRN MXM00685
- [FCA CF] Client dealing (13 Oct 2021 to 19 May 2023)
Nadia Sayeed
IRN NXS01351
- CF30 Customer (17 Dec 2007 to 21 Aug 2008)
Nathan Harroch
IRN NXH01690
- CF30 Customer (21 Dec 2015 to 31 Jul 2019)
Negar Afsarzadeh Esfahani
IRN NXA10166
- [FCA CF] Client dealing (3 Oct 2022 to 24 Aug 2024)
Nehalkumar Patel
IRN NXP06830
- [FCA CF] Client dealing (12 May 2022 to 31 Oct 2023)
Nicholas Dann Jones
IRN NDJ01011
- CF30 Customer (9 Dec 2013 to 8 Sep 2018)
- CF4 Partner (9 Dec 2013 to 8 Sep 2018)
Nicholas Gideon Smetana
IRN NGS01055
- CF30 Customer (28 Apr 2009 to 31 Mar 2010)
Nicholas Ross
IRN NXR00076
- [FCA CF] Client dealing (since 9 Dec 2019)
Oliver Greville Tebbutt
IRN OGT01004
- CF4 Partner (AR) (since 27 May 2025)
- [FCA CF] Manager of certification employee (since 3 Mar 2025)
- [FCA CF] Client dealing (since 11 Nov 2024)

Smaller firms operating under this firm's FCA authorisation.

Cavendish Corporate Finance Regions LLP
FRN 1030110 · Appointed 27 May 2025
Cavendish Finance Partners (no longer appointed)
FRN 447512 · Appointed 20 Dec 2007 · Until 4 Oct 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.