Cavendish Corporate Finance LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Paris McNicol-Outch
IRN PXM00273
- [FCA CF] Client dealing (since 3 Feb 2020)
Parit Patel
IRN PXP01549
- CF30 Customer (23 Dec 2014 to 26 Aug 2016)
Patricio Gordillo
IRN PXG01614
- CF30 Customer (8 Sep 2011 to 30 May 2013)
Paul Stephen Herman
IRN PSH01050
- CF4 Partner (11 Mar 2008 to 4 Jul 2012)
- CF30 Customer (17 Dec 2007 to 4 Jul 2012)
Peter James Gray
IRN PJG01112
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF4 Partner (11 Mar 2008 to 5 Dec 2018)
- CF30 Customer (17 Dec 2007 to 8 Dec 2019)
Peter McCague
IRN PXM00752
- [FCA CF] Client dealing (9 Sep 2023 to 30 Jan 2026)
Philip Nigel Helm Barker
IRN PNB01029
- CF4 Partner (4 Apr 2008 to 22 Oct 2018)
- CF30 Customer (17 Dec 2007 to 22 Oct 2018)
ROBERT WIRDNAM
IRN RXW00386
- [FCA CF] Client dealing (since 12 May 2022)
Raymond John Fagan
IRN RJF01071
- CF4 Partner (11 Mar 2008 to 31 Jul 2013)
- CF30 Customer (17 Dec 2007 to 31 Jul 2013)
Rebecca Catherine McCredie
IRN RCH01146
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (20 Jan 2016 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Cavendish Corporate Finance Regions LLP
FRN 1030110 · Appointed 27 May 2025
Cavendish Finance Partners (no longer appointed)
FRN 447512 · Appointed 20 Dec 2007 · Until 4 Oct 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.