Cavendish Corporate Finance LLP

• Principal Place of Business

  One Bartholomew

  Barts Square

  London

  EC1A 7BL

  UNITED KINGDOM

  Phone

  +4402079086000

  Web

  https://www.cavendish.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Jonathan Charles Fowell Buxton

  IRN JCB01122

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Nov 2025)
  • CF4 Partner (11 Mar 2008 to 5 Dec 2018)
  • CF30 Customer (17 Dec 2007 to 8 Dec 2019)
• Jonathan Mark Edirmanasinghe

  IRN JME01108

  • [FCA CF] Client dealing (9 Dec 2019 to 25 Oct 2021)
  • CF4 Partner (26 Jul 2018 to 5 Dec 2018)
  • CF30 Customer (11 Dec 2013 to 8 Dec 2019)
• Joseph Nigel David Stelzer

  IRN JNS01064

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2022)
  • CF11 Money Laundering Reporting (21 Feb 2011 to 14 Jan 2019)
  • CF10 Compliance Oversight (21 Feb 2011 to 14 Jan 2019)
  • CF30 Customer (12 Nov 2010 to 8 Dec 2019)
  • CF4 Partner (12 Nov 2010 to 28 Feb 2019)
• Joseph Stiles

  IRN JXS04200

  • [FCA CF] Client dealing (since 1 May 2025)
• Joshua Gould

  IRN JXG00597

  • [FCA CF] Client dealing (since 31 Jan 2023)
• Julian Jonathan Morse

  IRN JJM01117

  • SMF27 Partner (since 11 Apr 2024)
• Kallon Brooker

  IRN KXB00674

  • [FCA CF] Client dealing (since 6 May 2025)
• Karri Kasperi Vuori

  IRN KKV01001

  • [FCA CF] Manager of certification employee (14 Oct 2021 to 31 Jan 2023)
  • [FCA CF] Client dealing (30 Sep 2020 to 31 Jan 2023)
• Kate Gribbon

  IRN KAG01085

  • CF30 Customer (20 May 2015 to 8 Dec 2019)
• Krishan Raval

  IRN KXR21974

  • [FCA CF] Client dealing (since 9 Dec 2019)

• Cavendish Corporate Finance Regions LLP

  FRN 1030110 · Appointed 27 May 2025

• Cavendish Finance Partners (no longer appointed)

  FRN 447512 · Appointed 20 Dec 2007 · Until 4 Oct 2018

No changes recorded yet.