Cavendish Capital Markets Limited

• Principal Place of Business

  One Bartholomew

  Barts Square

  London

  EC1A 7BL

  UNITED KINGDOM

  Phone

  +4402072200500

  Web

  https://www.cavendish.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael John McNamara

  IRN MJM01211

  • CF30 Customer (1 Nov 2007 to 23 Jun 2017)
  • CF26 Customer Trading (31 Jul 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
  • CF1 Director (31 Jul 2007 to 22 Nov 2016)
• Michael Roland Bell

  IRN MRB01110

  • CF30 Customer (13 Feb 2009 to 1 Nov 2011)
• Michal Cabadaj

  IRN MXC02815

  • CF30 Customer (12 Dec 2014 to 10 Feb 2016)
• Milesh Hindocha

  IRN MXH00362

  • [FCA CF] Client dealing (4 Jan 2021 to 29 Sep 2023)
• Milo Bussell

  IRN MXB00744

  • [FCA CF] Client dealing (since 20 Nov 2024)
• Monica Tepes

  IRN MXT01592

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Oct 2023)
  • CF30 Customer (3 Jan 2018 to 8 Dec 2019)
• Muhammad Arshad Habeebul Ahad

  IRN MXA00269

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2021)
• NIKOLAI MARCO LYSIUK

  IRN NML01036

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Jan 2022)
  • CF30 Customer (8 Jan 2018 to 8 Dec 2019)
• Naiem Hussain

  IRN NXH01148

  • CF30 Customer (30 Sep 2008 to 25 Mar 2011)
• Neil James McDonald

  IRN NJM01176

  • [FCA CF] Manager of certification employee (since 9 Sep 2023)
  • [FCA CF] Significant management (since 9 Sep 2023)
  • [FCA CF] Client dealing (since 9 Sep 2023)
  • [FCA CF] Material risk taker (since 9 Sep 2023)

No changes recorded yet.