Cavendish Capital Markets Limited

• Principal Place of Business

  One Bartholomew

  Barts Square

  London

  EC1A 7BL

  UNITED KINGDOM

  Phone

  +4402072200500

  Web

  https://www.cavendish.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nigel Andrew Parson

  IRN NAP01040

  • [FCA CF] Client dealing (since 1 Dec 2020)
• Nigel Tennant Birks

  IRN NTB01021

  • [FCA CF] Client dealing (since 13 Dec 2021)
• Nikita Jain

  IRN NXJ01287

  • CF30 Customer (9 Aug 2017 to 31 Aug 2018)
• Nur Batrisyia Binti Jamaludin

  IRN NXJ00206

  • [FCA CF] Client dealing (since 15 May 2025)
• OLIVER RATCLIFF

  IRN OXR00053

  • [FCA CF] Client dealing (28 Apr 2022 to 17 Sep 2024)
• Oliver Robert Toleman

  IRN ORT01002

  • CF30 Customer (12 Jun 2017 to 8 Dec 2019)
• Ondraya Swanson

  IRN OXS00175

  • [FCA CF] Client dealing (18 Feb 2025 to 30 May 2025)
• Oscar Valeur-Adu

  IRN OXV00032

  • [FCA CF] Client dealing (since 19 May 2025)
• Patryck Gregory Basiewicz

  IRN PGB01109

  • [FCA CF] Client dealing (1 Apr 2021 to 12 Jul 2023)
• Paul Andrew Cornelius

  IRN PAC01191

  • CF30 Customer (1 Nov 2007 to 21 Jan 2011)
  • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)

No changes recorded yet.