Caunce O'Hara & Company Limited

Date authorised
1 April 2013
Companies House
03676983
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Caunce O'Hara & Co Ltd
    82 King Street
    Manchester
    M2 4WQ
    UNITED KINGDOM
    Phone
    +441618332100
    Web
    https://www.caunceohara.co.uk

  • Complaints Contact

    Markel International plc, 20 Fenchurch Street
    London
    City Of London
    EC3M 3AZ
    UNITED KINGDOM
    Phone
    +4402079536000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lee Mooney

    IRN LXM00079

    • Responsible for Insurance Distribution (since 17 Oct 2025)
    • SMF1 Chief Executive (since 17 Oct 2025)
    • SMF3 Executive Director (since 17 Oct 2025)
  • Liza Jane Harper

    IRN LXH00480

    • SMF16 Compliance Oversight (since 18 Sep 2023)
  • Martin Stephen O'Hara

    IRN MSO01015

    • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
    • CF1 Director (AR) (4 Jul 2019 to 31 Oct 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 4 Aug 2011)
    • CF28 Systems and controls (1 Nov 2007 to 4 Aug 2011)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 1 Jan 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
  • Neil Edward Galjaard

    IRN NEG01009

    • Responsible for Insurance Distribution (14 Nov 2022 to 9 Sep 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 9 Sep 2025)
    • SMF3 Executive Director (9 Dec 2019 to 9 Sep 2025)
    • CF3 Chief Executive (1 Nov 2019 to 8 Dec 2019)
    • CF1 Director (1 Nov 2019 to 8 Dec 2019)
  • Nicola Sara Sumner

    IRN NXS00679

    • SMF3 Executive Director (18 Dec 2024 to 1 Apr 2026)
  • Paul Anthony Owens

    IRN PAO01040

    • SMF9 Chair of the Governing Body (since 10 Feb 2025)
  • Paul David Thorpe

    IRN PDT01070

    • CF1 Director (AR) (27 Feb 2014 to 16 Jun 2016)
  • Richard Napoli

    IRN RXN00088

    • SMF3 Executive Director (20 Oct 2022 to 18 Dec 2024)
  • Robert Anthony Jewell

    IRN RAJ01132

    • CF2 Non Executive Director (3 Jun 2014 to 3 May 2016)
  • Robert Rees

    IRN RXR01386

    • SMF3 Executive Director (since 18 Dec 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.