Robert Rees

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Caunce O'Hara & Company Limited
FRN 306183
- SMF3 Executive Director (since 18 Dec 2024)
Trade Direct Insurance Services Ltd (no longer approved here)
FRN 307734
- Responsible for Insurance Distribution (1 Oct 2018 to 4 Dec 2019)
- CF1 Director (29 May 2014 to 4 Dec 2019)
- Responsible for Insurance Mediation (29 May 2014 to 30 Sep 2018)
Advisory Insurance Brokers Limited (no longer approved here)
FRN 313250
- CF29 Significant management (3 Jun 2008 to 16 Jan 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.