Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 8 Oct 2024)
    • CF1 Director (16 Oct 2019 to 8 Dec 2019)
    • CF3 Chief Executive (16 Oct 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (16 Oct 2019 to 8 Oct 2024)
  • Caunce O'Hara & Company Limited (no longer approved here)

    FRN 306183

    • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
    • CF1 Director (AR) (4 Jul 2019 to 31 Oct 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 4 Aug 2011)
    • CF28 Systems and controls (1 Nov 2007 to 4 Aug 2011)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 1 Jan 2009)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • COH Commercial Limited (no longer approved here)

    FRN 844884

    • Employed By (4 Jul 2019 to 31 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

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