Caunce O'hara Insurance Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Alexander Philip Spendley
IRN APS01206
- CF1 Director (AR) (since 15 Mar 2021)
Andrew Keith Wells
IRN AXW15392
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (16 Oct 2019 to 8 Dec 2019)
Benjamin Jude Leeson
IRN BXL15442
- Responsible for Insurance Distribution (since 23 Oct 2024)
- SMF3 Executive Director (since 20 Mar 2022)
- SMF3 Executive Director (9 Dec 2019 to 9 Jan 2020)
- CF1 Director (16 Oct 2019 to 8 Dec 2019)
Christopher Thomas David Caunce
IRN CTC01020
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (16 Oct 2019 to 8 Dec 2019)
Kwasi Martin Missah
IRN KXM01516
- CF1 Director (AR) (since 16 Feb 2021)
Martin Stephen O'Hara
IRN MSO01015
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (9 Dec 2019 to 8 Oct 2024)
- CF1 Director (16 Oct 2019 to 8 Dec 2019)
- Responsible for Insurance Distribution (16 Oct 2019 to 8 Oct 2024)
- CF3 Chief Executive (16 Oct 2019 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

SME HCI Limited
FRN 935845 · Appointed 12 Feb 2025
Workwell People Solutions Limited
FRN 630202 · Appointed 24 Nov 2020
Nasa Accountants Limited
FRN 613643 · Appointed 30 Oct 2019
COH Commercial Limited (no longer appointed)
FRN 844884 · Appointed 30 Oct 2019 · Until 23 Jul 2020

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.