Caunce O'Hara & Company Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Caunce O'Hara & Co Ltd82 King StreetManchesterM2 4WQUNITED KINGDOM- Phone
- +441618332100
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Complaints Contact
Markel International plc, 20 Fenchurch StreetLondonCity Of LondonEC3M 3AZUNITED KINGDOM- Phone
- +4402079536000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Lee Mooney
IRN LXM00079
- Responsible for Insurance Distribution (since 17 Oct 2025)
- SMF1 Chief Executive (since 17 Oct 2025)
- SMF3 Executive Director (since 17 Oct 2025)
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Liza Jane Harper
IRN LXH00480
- SMF16 Compliance Oversight (since 18 Sep 2023)
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Martin Stephen O'Hara
IRN MSO01015
- SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
- CF1 Director (AR) (4 Jul 2019 to 31 Oct 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 9 Dec 2019)
- CF29 Significant management (1 Nov 2007 to 4 Aug 2011)
- CF28 Systems and controls (1 Nov 2007 to 4 Aug 2011)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
- CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
- CF8 Apportionment and Oversight (14 Jan 2005 to 1 Jan 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF13 Finance (14 Jan 2005 to 31 Oct 2007)
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Neil Edward Galjaard
IRN NEG01009
- Responsible for Insurance Distribution (14 Nov 2022 to 9 Sep 2025)
- SMF1 Chief Executive (9 Dec 2019 to 9 Sep 2025)
- SMF3 Executive Director (9 Dec 2019 to 9 Sep 2025)
- CF3 Chief Executive (1 Nov 2019 to 8 Dec 2019)
- CF1 Director (1 Nov 2019 to 8 Dec 2019)
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Nicola Sara Sumner
IRN NXS00679
- SMF3 Executive Director (18 Dec 2024 to 1 Apr 2026)
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Paul Anthony Owens
IRN PAO01040
- SMF9 Chair of the Governing Body (since 10 Feb 2025)
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Paul David Thorpe
IRN PDT01070
- CF1 Director (AR) (27 Feb 2014 to 16 Jun 2016)
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Richard Napoli
IRN RXN00088
- SMF3 Executive Director (20 Oct 2022 to 18 Dec 2024)
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Robert Anthony Jewell
IRN RAJ01132
- CF2 Non Executive Director (3 Jun 2014 to 3 May 2016)
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Robert Rees
IRN RXR01386
- SMF3 Executive Director (since 18 Dec 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Carrwood Barker Financial Planning Ltd (no longer appointed)
FRN 422242 · Appointed 14 Jan 2005 · Until 19 Apr 2005
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Coulson Pritchard Associates Ltd (no longer appointed)
FRN 406575 · Appointed 14 Jan 2005 · Until 19 Sep 2005
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.