CATALYST CAPITAL MANAGEMENT LIMITED

• Principal Place of Business

  30-31 Cowcross Street

  London

  EC1M 6DQ

  UNITED KINGDOM

  Phone

  +442072905100

  Web

  https://www.catalystcapital.com

• Complaints Contact

  30-31 Cowcross Street

  London

  EC1M 6DQ

  UNITED KINGDOM

  Phone

  +442072905100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amelia Menezes Crawshaw

  IRN AXC00367

  • [FCA CF] Significant management (9 Dec 2019 to 3 Mar 2023)
• Anthony Constantine Yiannakis

  IRN ACY01007

  • CF30 Customer (24 Aug 2009 to 7 Jan 2010)
  • CF1 Director (24 Aug 2009 to 7 Jan 2010)
• Christakis Christofi

  IRN CXC01710

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Aug 2023)
  • SMF16 Compliance Oversight (since 30 Aug 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 14 Sep 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Sep 2020)
  • CF1 Director (8 Sep 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (24 Aug 2009 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (24 Aug 2009 to 8 Dec 2019)
• Fabrice Hubert Tillette de Clermont-Tonnerre

  IRN FHD01007

  • [FCA CF] Client dealing (10 Mar 2023 to 30 Sep 2024)
  • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2024)
  • CF1 Director (24 Aug 2009 to 8 Dec 2019)
  • CF30 Customer (24 Aug 2009 to 8 Dec 2019)
• Guy Ian Swinburn Wilson

  IRN GIW00011

  • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
  • CF1 Director (24 Aug 2009 to 8 Dec 2019)
  • CF30 Customer (24 Aug 2009 to 8 Dec 2019)
• Jeanette Junghans

  IRN JXJ00174

  • [FCA CF] Significant management (7 Jun 2021 to 2 Mar 2023)
• John Edward Hamilton Parsons

  IRN JXP00292

  • [FCA CF] Significant management (9 Dec 2019 to 30 Mar 2022)
• Julian Ralph Stewart Newiss

  IRN JRN01041

  • [FCA CF] Client dealing (10 Mar 2023 to 30 Sep 2023)
  • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2023)
  • CF1 Director (24 Aug 2009 to 8 Dec 2019)
  • CF30 Customer (24 Aug 2009 to 8 Dec 2019)
• Kean George Maurice Hird

  IRN KGH01023

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (12 Jul 2017 to 8 Dec 2019)
• Murray Jonathan Martin Petit

  IRN MJP01401

  • SMF16 Compliance Oversight (29 Sep 2020 to 30 Apr 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (29 Sep 2020 to 30 Apr 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2023)
  • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2023)
  • CF1 Director (11 Jul 2017 to 8 Dec 2019)

No changes recorded yet.