Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CATALYST CAPITAL MANAGEMENT LIMITED
FRN 491369
- SMF16 Compliance Oversight (since 30 Aug 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Aug 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 14 Sep 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Sep 2020)
- SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
- CF1 Director (8 Sep 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (24 Aug 2009 to 8 Dec 2019)
- CF10 Compliance Oversight (24 Aug 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.