Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (29 Sep 2020 to 30 Apr 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (29 Sep 2020 to 30 Apr 2023)
- SMF3 Executive Director (9 Dec 2019 to 30 Sep 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2023)
- CF1 Director (11 Jul 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.