Castle Trust Capital PLC

• Principal Place of Business

  Tower 42

  25 Old Broad Street

  London

  EC2N 1HQ

  UNITED KINGDOM

  Phone

  +448081645000

  Web

  https://www.castletrust.co.uk

• Complaints Contact

  Castle Trust Capital plc

  Belvedere House

  Basing View

  Basingstoke

  Hampshire

  RG21 4HG

  UNITED KINGDOM

  Phone

  +448081645000

• Bank Deposits

  For Retail (Investment), Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · Limited to second charge mortgages only

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · Limited to second charge mortgages only

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trades With You Directly

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Consumer Hire

• Mortgage Lending

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · Limited to second charge mortgages only

• Consumer Hire Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · Limited to second charge mortgages only

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Structured Deposits

• Martyn Guerin

  IRN MXG01901

  • CF29 Significant management (5 Sep 2012 to 20 Jun 2014)
  • CF11 Money Laundering Reporting (5 Sep 2012 to 20 Jun 2014)
  • CF10a CASS Oversight function (5 Sep 2012 to 20 Jun 2014)
• Matthew Peter Vincent Wyles

  IRN MPW01050

  • CF1 Director (18 Nov 2014 to 25 Mar 2018)
• Melba Margaret Montague

  IRN MXF00082

  • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2020)
• Michael Hughes

  IRN MXH01429

  • CF29 Significant management (5 Sep 2012 to 28 Mar 2013)
• Natalie Ruth Hamilton

  IRN NRH01069

  • CF10a CASS Oversight function (29 Oct 2014 to 10 Dec 2015)
• Patrick Nigel Christopher Gale

  IRN PNG00011

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2020)
  • CF2 Non Executive Director (5 Sep 2012 to 8 Dec 2019)
• Paul Lloyd-Jones

  IRN PXL01787

  • SMF2 Chief Finance (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (8 May 2019 to 8 Dec 2019)
  • CF28 Systems and controls (18 May 2018 to 8 Dec 2019)
• Philip James Edwards

  IRN PXE00096

  • SMF18 Other Overall Responsibility (since 10 Oct 2022)
• Philip Richard Dabbs

  IRN PXD00262

  • [FCA CF] Significant management (since 1 Apr 2022)
• Richard Alan Pym

  IRN RAP01086

  • SMF13 Chair of the Nominations Committee (7 Mar 2020 to 1 Apr 2023)
  • SMF9 Chair of the Governing Body (7 Mar 2020 to 1 Apr 2023)

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