Castle Trust Capital PLC

• Principal Place of Business

  Tower 42

  25 Old Broad Street

  London

  EC2N 1HQ

  UNITED KINGDOM

  Phone

  +448081645000

  Web

  https://www.castletrust.co.uk

• Complaints Contact

  Castle Trust Capital plc

  Belvedere House

  Basing View

  Basingstoke

  Hampshire

  RG21 4HG

  UNITED KINGDOM

  Phone

  +448081645000

• Bank Deposits

  For Retail (Investment), Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · Limited to second charge mortgages only

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · Limited to second charge mortgages only

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trades With You Directly

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Consumer Hire

• Mortgage Lending

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · Limited to second charge mortgages only

• Consumer Hire Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · Limited to second charge mortgages only

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Structured Deposits

• Richard Alexander McGregor Ramsay

  IRN RAR01100

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2020)
  • SMF11 Chair of the Audit Committee (9 Dec 2019 to 20 Mar 2020)
  • CF2 Non Executive Director (5 Sep 2012 to 8 Dec 2019)
• Richard Nicholas Bennett

  IRN RNB01070

  • SMF24 Chief Operations (since 12 May 2021)
• Ronald Denholm

  IRN RXD01548

  • SMF18 Other Overall Responsibility (15 May 2020 to 1 Aug 2022)
• Sandy Luke

  IRN SXL43376

  • [FCA CF] Significant management (2 Nov 2022 to 30 Aug 2024)
• Sean Oldfield

  IRN SXO01153

  • CF1 Director (5 Sep 2012 to 20 Jul 2018)
  • CF3 Chief Executive (5 Sep 2012 to 12 Jun 2018)
  • CF8 Apportionment and Oversight (5 Sep 2012 to 12 Jun 2018)
• Sher-E-Abbas Masoom Jeraj

  IRN SXJ00066

  • [FCA CF] Significant management (9 Dec 2019 to 7 Aug 2020)
• Simon Thomas Joseph D'Arcy

  IRN STD01015

  • SMF5 Head of Internal Audit (since 20 Mar 2020)
• Stuart Sykes

  IRN SXS03823

  • CF29 Significant management (1 Jun 2018 to 31 Jul 2019)
• Timothy John Hanford

  IRN TJH01064

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (5 Sep 2012 to 8 Dec 2019)
• Toby Benjamin Max Lovell

  IRN TXL24536

  • [FCA CF] Significant management (1 Sep 2021 to 16 Nov 2023)
  • SMF18 Other Overall Responsibility (15 May 2020 to 1 Sep 2021)

No changes recorded yet.